Featured Cases

SEC v. Knight Securities L.P.

Administrative Proceeding No. 3-11771

Heffler Claims Group is currently engaged as the Independent Distribution Consultant and has been appointed as the Tax Administrator in a case initiated by the US Securities and Exchange Commission against Knight Securities, L.P. The total disgorgement funds, prejudgment interest and civil penalties placed in escrow exceed $66,800,000. The firm reviewed various documents and records supplied by Knight Securities to determine the identity of the appropriate institutional customers damaged by the firm’s alleged violations. The Plan of Distribution has been submitted to the SEC, and distributions have been made to the identified institutions.

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