Featured Cases

SEC v. Knight Securities L.P.

Administrative Proceeding No. 3-11771

Heffler Claims Group is currently engaged as the Independent Distribution Consultant and has been appointed as the Tax Administrator in a case initiated by the US Securities and Exchange Commission against Knight Securities, L.P. The total disgorgement funds, prejudgment interest and civil penalties placed in escrow exceed $66,800,000. The firm reviewed various documents and records supplied by Knight Securities to determine the identity of the appropriate institutional customers damaged by the firm’s alleged violations. The Plan of Distribution has been submitted to the SEC, and distributions have been made to the identified institutions.

Back to Featured Cases

Spotlight

Subscribe to our blog

New [eBook]: Tools for Navigating the Class Action Settlement Process

Find Out More

[On-Demand Webinar] Navigating the Settlement Administration Process from Start to Finish

Find Out More

8 Things to Consider for Your Class Action Settlement Website

Find Out More